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A look at compliance in advice

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内容由The ifa Show and Momentum Media提供。所有播客内容(包括剧集、图形和播客描述)均由 The ifa Show and Momentum Media 或其播客平台合作伙伴直接上传和提供。如果您认为有人在未经您许可的情况下使用您的受版权保护的作品,您可以按照此处概述的流程进行操作https://zh.player.fm/legal

Host Neil Griffiths is joined by Synchron’s new general manager – compliance, Phil Osborne.

On this episode, Phil discusses the current state of compliance and regulation in the advice industry and what needs to be done to improve it by government, the regulators and the industry.

Phil also addressed the contentious topic of education standards in the sector and what that could mean for advisers post-election.

“Let’s be smart about it. I think that there’s been a lot of knee jerk reaction,” he said.

“A lot of people that are making very well-intentioned and great ideas come forward, but they just haven’t stopped to consider what it actually will take for the practitioner to be able to implement that effectively and still actually meet their ongoing obligations to service their clients.” The ifa Show is brought to you by Sharesight

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Manage episode 322864091 series 2512387
内容由The ifa Show and Momentum Media提供。所有播客内容(包括剧集、图形和播客描述)均由 The ifa Show and Momentum Media 或其播客平台合作伙伴直接上传和提供。如果您认为有人在未经您许可的情况下使用您的受版权保护的作品,您可以按照此处概述的流程进行操作https://zh.player.fm/legal

Host Neil Griffiths is joined by Synchron’s new general manager – compliance, Phil Osborne.

On this episode, Phil discusses the current state of compliance and regulation in the advice industry and what needs to be done to improve it by government, the regulators and the industry.

Phil also addressed the contentious topic of education standards in the sector and what that could mean for advisers post-election.

“Let’s be smart about it. I think that there’s been a lot of knee jerk reaction,” he said.

“A lot of people that are making very well-intentioned and great ideas come forward, but they just haven’t stopped to consider what it actually will take for the practitioner to be able to implement that effectively and still actually meet their ongoing obligations to service their clients.” The ifa Show is brought to you by Sharesight

  continue reading

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