Are you struggling to understand the many components of regulatory filing for health plans? Regulatory Joe demystifies these complexities with clarity and insight for everyone from seasoned managers to new professionals in the industry. Subscribe to stay up to date with the ever-evolving landscape of new guidelines for health plans.
…
continue reading
With a depth of experience across all regulated sectors, the Maples Group Regulatory and Financial Services team is positioned to address client needs and sensitivities. We have the largest dedicated Cayman Islands Regulatory and Financial Services team in the jurisdiction. Our 15/15 Regulatory Update podcasts are released on the 15th of each month. The podcasts cover the latest Cayman Islands regulatory developments in the past month and include our partners, of counsel and associates as sp ...
…
continue reading
1
Regulatory Ramblings
Reg/Tech Lab - HKU-SCF FinTech Academy - Asia Global Institute - HKU-edX Professional Certificate in FinTech
Welcome to Regulatory Ramblings, a new podcast from a team at The University of Hong Kong on the intersection of all things pertaining to finance, technology, law and regulation. Hosted by The Reg/Tech Lab, HKU-Standard Chartered FinTech Academy, Asia Global Institute and the HKU-edX Professional Certificate in FinTech, with support from the HKU Faculty of Law. Join us as we hear from luminaries across multiple fields and professions as they share their candid thoughts in a stress-free envir ...
…
continue reading
New podcast weblog“AI Revolution in Healthcare: A Regulatory Perspective with Dr. Nirdosh Jagota” is your gateway to understanding the intersection of artificial intelligence and healthcare regulation. Hosted by Dr. Nirdosh Jagota—a seasoned expert with over 30 years in the biotech and pharmaceutical sectors—this podcast explores how AI is reshaping every aspect of healthcare, from drug discovery to patient care, and the regulatory frameworks that support this transformation. In each episode ...
…
continue reading
1
Credit Union Regulatory Guidance Including: NCUA, CFPB, FDIC, OCC, FFIEC
Credit Union Exam Solutions Inc.
This podcast provides you the ability to listen to new regulatory guidance issued by the National Credit Union Administration, and occasionally the F D I C, the O C C, the F F I E C, or the C F P B. We will focus on new and material agency guidance, and historically important and still active guidance from past years that NCUA cites in examinations or conversations. This podcast is educational only and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorporated. We also ...
…
continue reading
Welcome to the CM Murray LLP podcast channel where we discuss a wide range of topical issues in relation to partnership and employment law. CM Murray LLP is a leading partnership, employment and regulatory law firm based in London. We advise US and UK law firms and partners, hedge fund and investment management partners, US and other multi-national employers, senior executives and founders on a range of UK partnership and employment law issues.
…
continue reading
Simpson Thacher invites you to The Regulatory Roundtable, a quarterly podcast series offering insight from leading regulatory and enforcement lawyers. With increased regulatory scrutiny from the SEC and other agencies, staying on top of regulatory trends has never been more important. This podcast will take you behind the scenes on important policy, exam and enforcement issues affecting funds and the asset management industry. Each episode will feature leading attorneys with deep knowledge o ...
…
continue reading
In this episode of AI Revolution in Healthcare: A Regulatory Perspective, Dr. Nirdosh Jagota dives into the transformative role of artificial intelligence in clinical trials and drug development. Titled "Artificial Intelligence in Clinical Trials: Transforming Drug Development," Dr. Jagota discusses how AI is addressing critical challenges in clini…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ # NCUA Chairman's Congressional Testimony: State of Credit Unions in 2024 ## Episode Overview A deep dive into NCUA Chairman Todd M. Harper's testimony before the House Financial Services Committee, covering the current state of the credit union system, key challenges, and regulatory i…
…
continue reading
Ep #58 with Huy Nguyen Trieu Huy Nguyen Trieu is the author of the new book The AI-fication of Jobs. He is the co-founder along with Ms. Tram Anh Nguyen of the London-headquartered Centre for Finance, Technology and Entrepreneurship (or CFTE). As a global FinTech knowledge platform, CFTE opened its Abu Dhabi office earlier this year, in addition to…
…
continue reading
1
DOUBLE EPISODE Updates on Beneficial Ownership, CIMA, DITC enforcement, FATF and Economic Substance | Important Year End Reminders
25:21
In this month’s episode, a special double episode, Chris Capewell, Patrick Head, Michelle Bailey and Jennifer Parsons provide updates on Beneficial Ownership, Cayman Islands Monetary Authority (CIMA), Financial Action Task Force (FATF) and economic substance. They also discuss the Department for International Tax Cooperation (DITC) enforcement, ann…
…
continue reading
In today’s episode of Regulatory Joe, we’re taking listeners through the 2025 Actuarial Value (AV) calculator, a tool that ensures plans meet standards for each metallic tier. 📌 Key Takeaways: Consistent AV ranges for 2025 across all metallic tiers, with no major changes Early testing with the draft AV calculator to stay on track with compliance Be…
…
continue reading
In the very first episode of "AI Revolution in Healthcare: A Regulatory Perspective," Dr. Nirdosh Jagota takes listeners on a journey to explore how artificial intelligence is transforming healthcare and what it means for regulatory processes. In this episode, titled "The Dawn of AI in Healthcare: Understanding the Regulatory Landscape," Dr. Jagota…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers N C U A’s Authority to Assess Civil Money Penalties as outlined in its Enforcement Manual. The following is an audio version of manual. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutio…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Episode Summary This episode covers the National Credit Union Administration's (NCUA) examiner guidance on Preliminary Warning Letters (PWLs) to credit unions, as outlined in the National Supervision Policy Manual. ## Key Points 1. Purpose of Preliminary Warning Letters (PWLs): - Issue…
…
continue reading
Ep #57 with Eelee Lua, xcube Eelee Lua is chief of staff and a director at xcube.co – a Singapore-based corporate venture studio. A seasoned business leader in the technology space, specializing in risk mitigation and strategic partnerships. Having entered the risk and compliance field 13 years ago, having previously held roles at AsiaVerify and th…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers N C U A’s authority to Involuntarily Liquidate a Credit Union. The following is an audio version of N.C.U.A.’s Liquidation authorities. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutio…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Show Notes: NCUA Board Cybersecurity Briefing - October 2024 🎙️ With Flying Colors - A Credit Union Examination Podcast Hosted by Samantha Shares Sponsored by Credit Union Exam Solutions Inc. Episode Overview: Join us for a comprehensive breakdown of the NCUA's October 2024 cybersecuri…
…
continue reading
In this episode of Regulatory Joe, we break down the critical changes to Healthcare.gov that will reshape health plans in 2025. From streamlined enrollment to simplified plan selection, we dive into how these updates will impact issuers and plan operations in both federally facilitated and state-based marketplaces. 📌 Key Takeaways: How the election…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ 🎙️ Episode Summary Join us for an inside look at the NCUA's October 2024 board meeting, where we explore groundbreaking developments in new credit union charters and field of membership expansions. From innovative pilot programs to surging underserved area applications, discover how th…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ https://www.marktreichel.com/podcast https://www.linkedin.com/in/mark-treichel/ 2024 September NCUA Board Meeting: Simplified Share Insurance Rules This episode covers the NCUA's final rule on simplifying share insurance coverage, focusing on trust accounts and mortgage servicing accou…
…
continue reading
Ep #56 with Chengyi Ong (Chainalysis) Chengyi Ong leads public policy in the Asia-Pacific region for Chainalysis out of from the firm’s regional headquarters in Singapore. Drawing on Chainalysis’ blockchain data analytics platform, she works with public and private sector stakeholders to distil developments in digital asset markets, and their inter…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers The Defense Credit Union Council’s letter to N C U A’s Chairman Todd Harper regarding his support for imposing Community Reinvestment Act on credit unions. The following is an audio version of that advisory and the press release. This…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers the National Credit Union Administration’s Letter to credit unions 24 dash C U 2 Board of Director Engagement in Cybersecurity Oversight The following is an audio version of that letter. This podcast is educational and is not legal ad…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers The American Bankers Association Trade group’s letter to N C U A Board Chairman Todd Harper on N C U A’s on the agencies improved transparency. This letter demonstrates the challenges of N C U A’s recent public comments that are negat…
…
continue reading
1
NCUA Board Briefing on the National Credit Union Share Insurance Fund September 2024 In Their Own Voice
43:25
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ NCUA Board Briefing on the National Credit Union Share Insurance Fund - September 2024 This episode covers NCUA's September 2024 Board Meeting Briefing on the National Credit Union Share Insurance Fund. Featured are the NCUA Board and staff in their own words and voices, discussing the…
…
continue reading
In this episode of Regulatory Joe, we break down the critical changes to Healthcare.gov that will reshape health plans in 2025. From streamlined enrollment to simplified plan selection, we dive into how these updates will impact issuers and plan operations in both federally facilitated and state-based marketplaces. 📌 Key Takeaways: Consistent user …
…
continue reading
Ep 55 with Angela Ang, Senior Policy Advisor, TRM Labs Angela Ang is the Senior Policy Advisor at TRM Labs, a global blockchain intelligence company, and a former regulator at the Monetary Authority of Singapore (MAS). Having spent over a decade at MAS, she held the role of Deputy Director in charge of licensing payments and crypto service provider…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Title: NCUA's New Fair Hiring in Banking Rule Key Points: - The NCUA Board has issued a final rule to incorporate IRPS 19-1 and the Fair Hiring in Banking Act (FHBA) into its regulations. - The rule expands career opportunities for individuals to work and volunteer at insured credit un…
…
continue reading
1
Statement of CFPB Director Rohit Chopra, Member, FDIC Board Member, on Stopping Fintech Deposit Meltdowns
5:52
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers the Statement of C F P B Director Rohit Chopra, Member, F D I C Board of Directors, on Stopping Fintech Deposit Meltdowns The following is an audio version of that statement. This podcast is educational and is not legal advice. We are…
…
continue reading
Ep #54 With David Caruso, Dominion Advisory Group In this episode of Regulatory Ramblings, David Caruso, a former U.S. Secret Service agent turned global financial crime fighter, shares insights from his 30-year journey in AML and financial crime compliance. With an impressive career, including time as chief compliance officer at Riggs Bank, David …
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ # Show Notes: NCUA Vice Chairman Hauptman's 2024 ACU Congressional Caucus Remarks ## Key Points: 1. Records Retention Policy Update - NCUA revising policies to limit required retention periods - Prompted by feedback from credit unions 2. Overdraft and NSF Fees - Hauptman opposes forcin…
…
continue reading
We are delighted to share with you the recording of our recent webinar, ‘How Do You Attract and Retain ‘High Flyer’ Partners?’, in which partnership specialists discuss navigating the recruitment process for high flyers and important issues facing such decision making within professional practice firms.n this recording, Chair Corinne Staves (Partne…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode covers Transcript of Chair Powell’s Press Conference Opening Statement September 18, 2024 The following is an audio version of that transcript. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Soluti…
…
continue reading
In this episode of Regulatory Joe, we cover the critical changes coming in 2025 for the Notice of Benefit and Payment Parameters (NBPP). Learn how telehealth, prescription drug access, re-enrollment rules, and network adequacy standards will shape health plans next year. 📌 Key Takeaways: Expanded telehealth documentation requirements Prescription d…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ - Topic: NCUA Chairman Todd Harper's vision for the future of credit unions - Occasion: 90th anniversary of the Federal Credit Union Act - Key principles for credit union success over next 90 years: 1. Transparency - Public disclosure of executive compensation (proposed rule) - Reporti…
…
continue reading
Ep #53 with Kapil Dhiman, Co-Founder & CEO of Quranium Mumbai-based Kapil Dhiman is the co-founder and CEO of Quranium. An entrepreneur to his core with a creative and artistic side – coupled passion for problem solving – Kapil is a seasoned leader with 12 years of diverse international consulting experience in dealing with enterprises, startups an…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ # Show Notes: CFPB on Housing - Prepared Remarks of CFPB Director Rohit Chopra ## Episode Overview This episode covers the prepared remarks of CFPB Director Rohit Chopra at the National Housing Conference on September 9, 2024. The remarks focus on mortgage refinancing and its potential…
…
continue reading
1
Joint Statement on Banks’ Arrangements with Third Parties to Deliver Bank Deposit Products and Services
24:59
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Key Points: 1. Federal banking agencies released a statement on potential risks of banks using third parties to deliver deposit products and services. 2. Highlights risk management practices for banks to consider when managing these arrangements. 3. Reemphasizes existing guidance; does…
…
continue reading
1
AI vs. Financial Scams: Why Banks Aren't Doing Enough in the Fight Against Sextortion and Fraud
1:39:43
Ep #52 with Oonagh van den Berg (RAW Compliance) Oonagh van den Berg, a seasoned international compliance professional, is the founder of RAW Compliance, a consultancy and training firm. With a legal background and two decades of experience in London, Hong Kong, and Singapore, Oonagh has become a respected figure in the compliance industry. Her upb…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ NCUA's Proposed Incentive-based Compensation Rule This episode, hosted by Samantha Shares, provides a detailed summary of the NCUA's proposed incentive-based compensation rule, which implements Section 956 of the Dodd-Frank Act. This regulation is designed to address flawed compensatio…
…
continue reading
1
Practice Across The Pond - Episode 2: How is Partner Conduct Regulated and Managed in the UK and US?
20:56
We are delighted to share the next episode of Practice Across the Pond, where we discuss the regulatory and ethical approaches taken to various matters from both a UK (England and Wales) and US (New York) perspective. In this episode, CM Murray LLP Partners Corinne Staves and Andrew Pavlovic and Devika Kewalramani, Partner and General Counsel at Fi…
…
continue reading
1
Final Interagency Guidance on Reconsideration of Value (ROV) for Residential Real Estate Valuations
6:46
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Hello, this is Samantha Shares. This episode is a high level summary of the final interagency guidance on reconsiderations of value (R O V) for residential real estate valuations This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorp…
…
continue reading
1
Updates from the Department for International Tax Co-operation (DITC) and to the Beneficial Ownership Regime (BOR)
25:24
In this episode, Chris Capewell, Alex Howard, Anthony Mourginos and Jennifer Parsons discuss: Department for International Tax Co-operation (DITC) Update Beneficial Ownership Regime (BOR) Update Speakers: Chris Capewell, Partner | +1 345 814 5666 | chris.capewell@maples.com | View bio Alex Howard, Partner | +1 345 814 5179 | alex.howard@maples.com …
…
continue reading
Ep #51 with Michael Borrelli (AI & Partners) and Anandaday Misshra (AMLEGALS) In this episode, host Ajay Shamdasani discusses the EU AI Act with Michael Borrelli and Anandaday Misshra. The EU AI Act, the world's first comprehensive AI law, went into effect on August 1, 2024. The guests explore its global impact, particularly on compliance officers,…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Board Approves Revised Proposal on Succession Planning The NCUA Board approved by a vote of 2-1 a proposed rule that requires boards of directors at federally insured credit unions to establish and adhere to processes for succession planning. This new proposed rule modifies the 2022 pr…
…
continue reading
We are delighted to share with you the recording of our recent webinar, ‘Managing Partner Performance in Professional Services Firms, Evaluating Contribution and Using Partner Processes to Drive Your Firm’s Strategy’, in which partnership and regulatory law specialists discuss how to manage successfully partner promotion and remuneration processes …
…
continue reading
In today’s episode of Regulatory Joe, we’re diving into an important topic that is shaping the future of health plan offerings: Essential Health Benefit (EHB) benchmark updates. Don't miss an episode! Hit subscribe or get email notifications by signing up at regulatoryjoe.co today.由Penstock
…
continue reading
In today's episode of Regulatory Joe, we cover a timely and impactful topic: the consideration of routine adult dental as an Essential Health Benefit (EHB) starting in 2025. This policy change by CMS poses significant implications for health plans and their members—let’s explore what this means and how health plans can prepare. 💡 Check out all of o…
…
continue reading
In today’s episode of Regulatory Joe, we’re discussing standard/non-standard plan options and potential changes on the horizon for 2025 and beyond. Don't miss an episode! Hit subscribe or get email notifications by signing up at regulatoryjoe.co today.由Penstock
…
continue reading
In today’s episode of Regulatory Joe, we’re diving into the important topic of network adequacy and significant changes that health plans need to be aware of for 2025 and beyond. Don't miss an episode! Hit subscribe or get email notifications by signing up at regulatoryjoe.co today.由Penstock
…
continue reading
In today’s episode of Regulatory Joe, we’re discussing state-mandated benefit defrayal and potential changes on the horizon for 2025 and beyond. Don't miss an episode! Hit subscribe or get email notifications by signing up at regulatoryjoe.co today.由Penstock
…
continue reading
1
The Interagency Statement on the Issuance of the AML/CFT Program Notices of Proposed Rulemaking
16:04
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ 1. Episode topic: Interagency Statement on the Issuance of the AML/CFT Program Notices of Proposed Rulemaking 2. Date of issuance: June 28, 2024 3. Agencies involved: - U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) - Board of Governors of the Federal R…
…
continue reading
1
Equity in cricket, building trust & supporting vulnerable witnesses & dealing with anonymity
18:02
We are delighted to introduce a new series, ‘Navigating Investigations’, where we discuss difficult issues that investigators often grapple with.In this first episode, Partner Emma Bartlett is joined by a special guest, Cindy Butts, Chair of the Independent Commission for Equity in Cricket (ICEC), experienced in conducting investigations, tackling …
…
continue reading
Ep #50 with Syed Musheer Ahmed, Finstep Asia Syed Musheer Ahmed has two decades of extensive experience in the realms of capital markets, fintech and virtual assets – including a decade as a global markets’ trader, prior to coming to Hong Kong to attain his MBA from the University of Hong Kong and London Business School’s joint program. Since 2016,…
…
continue reading
www.marktreichel.com https://www.linkedin.com/in/mark-treichel/ Federal Credit Union Loan Interest Rate Ceiling In this episode, Samantha Shares delves into the NCUA's new proposed rule on the Federal Credit Union Loan Interest Rate Ceiling that was voted on at the July 18th Board Meeting. With a vote of 3-0, the proposed rule has been passed, main…
…
continue reading