Episode 139, The Bank of America Episode

Everything Compliance

Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows.

In this episode, we take up the recent imbroglio surrounding the Bank of America and its toxic workplace culture of 100+ hour work weeks. We have the full quintet of Matt Kelly, Jonathan Armstrong, Karen Woody, Jonathan Marks, and Karen Moore; all hosted by Tom Fox.

1. Matt Kelly mines the matter for compliance lessons learned. He shouts out the GOP speakers at the recently concluded Democratic National Convention who bucked their party for the good of the nation.
2. Jonathan Marks explores how internal controls were in place but not completely disregarded. He shouts out to researchers at the University of Pennsylvania for its work in CART cell therapy to treat certain types of cancer.
3. Karen Moore considers the matter from the perspective of the Board of Directors and what their role should be. She shouts out to her students in the new semester of her class at Fordham Law School.
4. Karen Woody takes a deep dive into the district court’s recent dismissal of the SEC complaint against Solar Winds. She shouts out the persons who ran the Democratic National Convention for a great Convention.
5. Jonathan Armstrong reviews the entire matter from his UK perspective. He rants about Elon Musk and hate speech on X.
6. Tom Fox shouts out to Rick Springfield and his hit song Jessie’s Girl as one of the two most well-known and sung songs from the 1980’s.

The members of the Everything Compliance are:

• Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at [e-mail]
• Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [e-mail]
• Jonathan Armstrong –is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at his new law firm [e-mail]
• Jonathan Marks can be reached at [e-mail]
• Karen Moore can be reached at [e-mail]

The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at [e-mail]. Everything Compliance is a part of the award-winning Compliance Podcast Network.

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