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Special Edition Episode 1: No Protocol, No Cry
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This special edition episode of RIAcast was prompted by Morgan Stanley's departure from the Protocol this past Friday, November 3, 2017. Morgan Stanley's Protocol exit has caused considerable buzz and debate in the industry.
In this episode, Matt provides an overview of some of the salient legal considerations for advisors facing non-Protocol transitions. Successful non-Protocol transitions are common, when handled appropriately.
The content contained in this episode is meant for informational purposes, should not be relied on, and should not be construed as legal, investment or tax advice. This podcast may be considered ATTORNEY ADVERTISING. Prior results do not guarantee similar outcomes.
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